transaction

Office of the Commissioner for Securities and Commodities Trading

证券及商品交易监理专员办事处

Commissioner for Securities and Commodities Trading

证券及商品交易监理专员〔证监专员〕

Handling procedures and rules of the preceding two Paragraphs shall be jointly promulgated by the stock exchange and securities dealers association and filed with the Commission for review and recordation.

前二项处理程序及办法，由证券交易所会同证券商同业公会拟定，申报本会核备。

Activities of account executives are overseen by the SEC and the NASD.

证券交易委员会和全美证券交易商协会监管经纪人的工作。

Workers of securities regulatory bodies who engage in inside trading are to be given heavy punishment.

证券监督管理机构工作人员进行内幕交易的，从重处罚。

Commodities Trading Commission

商品交易事务监察委员会

"Audit Committee [Stock Exchange of Hong Kong Limited, Securities and Futures Commission]"

稽核委员会〔香港联合交易所有限公司〕；核数委员会〔证券及期货事务监察委员会〕

The second largest is the American Stock Exchange, which also has headquarter offices in New York City.

仅次于纽约证券交易所的是美国证券交易所，总办事处也设在纽约市。

Bundesaufsichtsamt fur den Wertpapierhandel

德国联邦证券监管办事处

Investment Products Department [Securities and Futures Commission]

投资产品科〔证券及期货事务监察委员会〕

Securities & Exchange Commission (SEC)

美国证券交易监督委员会

Securities and Futures Commission [SFC]

证券及期货事务监察委员会〔证监会〕

TraHK has been authorised by the Securities and Futures Commission in Hong Kong and has been listed on the Stock Exchange of Hong Kong.

盈富基金获香港证券及期货事务监察委员会认可，并于香港联合交易所上市。

The Theory of Liability for the Low-down Transaction in the Market and the Probe into civil Liability Securities;

证券市场内幕交易归责理论及民事责任研究

A registered representative is someone who is licensed by the Securities and Exchange Commission and the New York Stock Exchange to act as an account executive (AE) for clients of brokerages.

注册代理人是证券交易委员会和纽约证券交易所授权为客户从事经纪业务的经纪人。

The SEC joined in faulting computerized trading and exchange specialists as well as citing a negative turn in investor psychology.

证券交易委员会同样指责电脑化交易和股票交易所的专家，还提到了投资者的逆反心理。

Executive Director of Securities and Futures Commission

证券及期货事务监察委员会执行董事

Securities Commission [presently known as Securities and Futures Commission]

证券事务监察委员会〔现称证券及期货事务监察委员会〕